Docket Number

20040877

Document Type

Brief of Appellee

Publication Date

2004

Abstract

AN APPEAL FROM A CONVICTION OF THREE COUNTS OF SECURITIES FRAUD, SECOND DEGREE FELONIES, IN VIOLATION OF UTAH CODE ANN. § 61-1-1 (WEST 2004); ONE COUNT OF SELLING AN UNREGISTERED SECURITY, A THIRD DEGREE FELONY, IN VIOLATION OF UTAH CODE ANN. § 61-1-7 (WEST 2004); ONE COUNT OF SALE OF A SECURITY BY AN UNLICENSED BROKER-DEALER OR AGENT, A THIRD DEGREE FELONY, IN VIOLATION OF UTAH CODE ANN. §§ 61-1-3(1), (2) (WEST 2004); AND ONE COUNT OF PATTERN OF UNLAWFUL ACTIVITY, A SECOND DEGREE FELONY, IN VIOLATION OF UTAH CODE ANN. § 76-10-1601 (WEST 2004), IN THE THIRD JUDICIAL DISTRICT COURT OF UTAH, SALT LAKE COUNTY, THE HONORABLE DENO HIMONAS PRESIDING

Comments

Original Brief Submitted to the Utah Court of Appeals; digitized by the Howard W. Hunter Law Library, J. Reuben Clark Law School, Brigham Young University, Provo, Utah; machine-generated OCR, may contain errors.
John Pace; Counsel for Appellant.
Matthew D. Bates; Assistant Attorney General; Charlene Barlow; Assistant Attorney General; Mark L. Shurtleff; Utah Attorney General; Counsel for Appellee.

Rights

Public record document (some rights may be reserved).

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