Docket Number

20050899

Document Type

Brief of Appellee

Publication Date

2005

Abstract

AN APPEAL FROM A CONVICTION FOR ONE COliNT OF SECURITIES FRAUD, A SECOND DEGREE FELONY, IN VIOLATION OF UTA H CODE ANN. §§ 61-1-1, -21 (WEST 2004); ONE COUNT] UNLICENSED BROKER-DEALER OR AGENT, FELONY, IN VIOLATION OF UTAH CODE ANN. OF SALES BY AN |A THIRD DEGREE §§ 61-1-3, -21 (WEST 2004); AND ONE COUNT OF EMPLOYING AN UNLICENSED BROKERDEALER OR AGENT, A THIRD DEGREE FELONY, IN VIOLATION OF UTAH CODE ANN. §§ 61-l-3(2)(a), -21 (WEST 2004), IN THE THIRD JUDICIAL DISTRICT COURT, SALT LAKE COUNTY, THE HONORABLE STEPHEN L. HENRIOD PRESIDING

Comments

Original Brief Submitted to the Utah Court of Appeals; digitized by the Howard W. Hunter Law Library, J. Reuben Clark Law School, Brigham Young University, Provo, Utah; machine-generated OCR, may contain errors.
Kenneth A. Bronston; Assistant Attorney General; Mark Shurtleff; Attorney General; Attorneys for Appellee.
Lori J. Seppi; Salt Lake Legal Defender Association; Attorneys for Appellant.

Rights

Public record document (some rights may be reserved).

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