Part of the Securities Law Commons

Works in Securities Law

2023

The Failure of Market Efficiency, William Magnuson
BYU Law Review

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2022

Nontraditional Investors, Jennifer S. Fan
BYU Law Review

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2021

Relational Enforcement of Stock Exchange Rules, Geeyoung Min, Kwon-Yong Jin
BYU Law Review

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State Securities Enforcement, Andrew K. Jennings
BYU Law Review

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2020

Utility Token Offerings: Can a Security Transform into a Non-Security?, Scott W. Maughan
BYU Law Review

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The Importance of Inferior Voting Rights in Dual-Class Firms, Dov Solomon
BYU Law Review

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Spotify’s Direct Listing and Foreign Private Issuers: Protecting Investors When Foreign Private Issuers List on a U.S. Exchange but Not on Their Home Exchange, Tayler Tanner
BYU Law Review

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The Critical Resource Theory of Fiduciary Duty, D. Gordon Smith
D. Gordon Smith

2019

The Stock Exchange as Multi-sided Platform and the Future of the National Market System, Steven McNamara
BYU Law Review

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2017

What Happens in Delaware Need Not Stay in Delaware: How Trulia Can Strengthen Private Enforcement of the Federal Securities Laws, Ryan Lewis
BYU Law Review

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2016

The Hostile Poison Pill, A. Christine Hurt
Faculty Scholarship

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2012

Simmonds v. Credit Suisse Securities: Applying Delaware’s Demand Requirement to Section 16(b), Joseph Orien
BYU Law Review

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2011

CoCo Rising: Can the Emergence of Novel Hybrid Securities Protect From Future Liquidity Crises?, Eric S. Halperin
Brigham Young University International Law & Management Review

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2010

Opening the Rule 10b-5 Floodgates: Ninth Circuit Split in Gilead Sciences Leaves the Loss Causation Pleading Standard in Limbo , Brandon J. Stoker
BYU Law Review

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In re Williams Securities Litigation—WCG Subclass: How Dura Met Daubert, Bryan L. Phipps
BYU Law Review

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2009

Contemporary Legal Transplants: Legal Families and the Diffusion of (Corporate) Law, Holger Spamann Spamann
BYU Law Review

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2008

Financial Services in the United States and United Kingdom: Comparative Approaches to Securities Regulation and Dispute Resolution, Cory Alpert
Brigham Young University International Law & Management Review

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Initial Public Offerings and the Failed Promise of Disintermediation, A. Christine Hurt
Faculty Scholarship

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2007

Of Breaches of the Peace, Home Invasions, and Securities Fraud, A. Christine Hurt
Faculty Scholarship

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2006

Regulating Public Morals and Private Markets: Online Securities Trading, Internet Gambling and the Speculation Paradox, A. Christine Hurt
Faculty Scholarship

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What Google Can't Teach Us About IPO Auctions (and What It Can), A. Christine Hurt
Faculty Scholarship

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Monitoring a Game of Winks, Nods, and Risk: Derivatives Regulation in the E.U. and Poland, Robert F. Schwartz
Brigham Young University International Law & Management Review

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2005

Moral Hazard and the Initial Public Offering, A. Christine Hurt
Faculty Scholarship

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Suitability Claims and Unrecommended Securities Purchases: An Agency Theory of Broker-Dealer Liability, Frederick Mark Gedicks
Faculty Scholarship

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2004

The Plight of the Private Securities Litigation Reform Act in the Post-Enron Era: The Ninth Circuit's Interpretation of Materiality in Employer-Teamster v. America West, Patrick Hall
BYU Law Review

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2003

Counselor, Gatekeeper, Shareholder, Thief: Why Attorneys Who Invest in Their Clients in a Post-Enron World Are "Selling Out," Not "Buying In,", A. Christine Hurt
Faculty Scholarship

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Reforming Securities Class Actions from the Bench: Judging Fiduciaries and Fiduciary Judging, Lisa L. Casey
BYU Law Review

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2002

Determining the Materiality of Earnings Forecasts Under the Private Securities Litigation Reform Act in Helwig v. Vencor, Hugh Beck
BYU Law Review

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2001

Liability of Broker-Dealers for Unsuitable Recommendations to Institutional Investors, Norman S. Poser
BYU Law Review

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2000

Hertzberg v. Dignity Partners, Inc.: Standing To Sue Under Section 11 Of The Securities Act Of 1933; Reflections On Gustafson, James E. Shapiro
Brigham Young University Journal of Public Law

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1998

United States v. O'Hagan: Recognition of the Misappropriation Theory, Brian W. Morgan
Brigham Young University Journal of Public Law

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There Should Be No Reliance in the "Blue Sky", David O. Blood
BYU Law Review

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1997

United States u. O'Hagan: 'l'he Eighth Circuit Throws the Second Strike to the Misappropriation Theory of Rule 10b-5 Liability, Shawn J. Lindquist
BYU Law Review

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1995

Central Bank v. First Interstate Bank: Plain Language and the Implied Private Right of Action Under Section lOCh) and Rule 10b-5, T. James Lee Jr.
BYU Law Review

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1991

The Business Judgment Rule: How Much Board Deliberation is Enough When a Board is Under Time Constraints?-Citron v. Fairchild Camera and Instrument Corp., Jeffrey M. Moss
BYU Law Review

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1990

The EEC Merger Regulation and its Impact on Non-EEC Businesses, Alec Burnside, Carl Meyntjens false
BYU Law Review

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Company Law in the European Single Market, Richard D. English
BYU Law Review

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Pinter v. Dahl: The Supreme Court's Attempt to Redefine The "Statutory Sellor" Under Section 12 of the Securities Act of 1933, Allen Kent Davis
Brigham Young University Journal of Public Law

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1989

Independent Motion Picture Financing: Unregistered Limited Partnership Offerings, James L. Thompson
BYU Law Review

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Corporate Scienter Under the Securities Exchange Act of 1934, Craig L. Griffin
BYU Law Review

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The Effect of In re Data Access Systems Securities Litigation on the Statute of Limitations Period for Section 10(b) or Rule 10b-5 Actions Brought in Utah, Dan H. Matthews
BYU Law Review

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1988

Shearson/American Express v. McMahon: The Diminishing Role of Courts in Securities Disputes, Craig L. Griffin
BYU Law Review

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Apportioning Contribution in Section 10(b) and Rule 10b-5 Multi-Defendant Suits: A Critique of Relative Culpability Shares in the Wake of Smith v. Mulvaney, Adam S. Affleck
BYU Law Review

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1983

The Sale-of-Business Doctrine - Golden v. Garafalo, Cass C. Butler
BYU Law Review

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1982

Expanded View of Section 12(2) Liability: Junker v. Crory, Richard C. Taggart
BYU Law Review

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Lawyer Duties in Securities Transactions Under Rule 2(e): The Carter Opinions, David H. Barber
BYU Law Review

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Second Circuit Expands Section 10(b) Liability to Security Fraud Committed in Breach of an Employee's Fiduciary Duty: United States v. Newman, Charles Lee Deem
BYU Law Review

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The Scope of the Judicially Implied Private Right of Action under Rule 10b-5: Shores v. Sklar, E. Douglas Clark
BYU Law Review

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1981

A New Measure of Damages for Tippee-Trading Violations Under Rule 10b-5: Elkind v. Liggett & Myers, Inc., Mark W. Hansen
BYU Law Review

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1978

Tender Offers and Bidder Access to Target Company Shareholder Lists,
BYU Law Review

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1976

The Elusive Limited Offering Exemption of the Utah Uniform Securities Act, Ralph R. Mabey, Alan L. Smith
BYU Law Review

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1975

Securities Regulation--Definition of a SecurityShare of a Nonprofit Cooperative Housing Corporation is Not a Security--United Housing Foundation, Inc. v. Forman,
BYU Law Review

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