Docket Number


Document Type

Reply Brief

Publication Date



An appeal from a conviction for three counts of securities fraud in violation of Utah Code Ann. § 61-1-1(2) (2000), selling an unregistered security in violation of Utah Code Ann. § 61-1-7 (2000), selling a security without a license in violation of Utah Code Ann. § 61- 1-3 (2000), and a pattern of unlawful activity in violation of Utah Code Ann. § 76-10- 1603 (2003), in the Third Judicial District Court, Salt Lake County, Utah, the Honorable Deno Himonas, presiding. The defendant is not incarcerated.


Original Brief Submitted to the Utah Court of Appeals; digitized by the Howard W. Hunter Law Library, J. Reuben Clark Law School, Brigham Young University, Provo, Utah; machine-generated OCR, may contain errors.
John Pace; Counsel for Appellant.
Matthew D. Bates; Assistant Attorney General; Charlene Barlow; Assistant Attorney General; Mark L. Shurtleff; Utah Attorney General; Counsel for Appellee.


Public record document (some rights may be reserved).