Docket Number
20040877
Document Type
Brief of Appellee
Publication Date
2004
Abstract
AN APPEAL FROM A CONVICTION OF THREE COUNTS OF SECURITIES FRAUD, SECOND DEGREE FELONIES, IN VIOLATION OF UTAH CODE ANN. § 61-1-1 (WEST 2004); ONE COUNT OF SELLING AN UNREGISTERED SECURITY, A THIRD DEGREE FELONY, IN VIOLATION OF UTAH CODE ANN. § 61-1-7 (WEST 2004); ONE COUNT OF SALE OF A SECURITY BY AN UNLICENSED BROKER-DEALER OR AGENT, A THIRD DEGREE FELONY, IN VIOLATION OF UTAH CODE ANN. §§ 61-1-3(1), (2) (WEST 2004); AND ONE COUNT OF PATTERN OF UNLAWFUL ACTIVITY, A SECOND DEGREE FELONY, IN VIOLATION OF UTAH CODE ANN. § 76-10-1601 (WEST 2004), IN THE THIRD JUDICIAL DISTRICT COURT OF UTAH, SALT LAKE COUNTY, THE HONORABLE DENO HIMONAS PRESIDING
Rights
Public record document (some rights may be reserved).
Recommended Citation
Brief of Appellee, Utah v. Wallace, No. 20040877 (Utah Court of Appeals, 2004).
https://digitalcommons.law.byu.edu/byu_ca2/5291
Comments
Original Brief Submitted to the Utah Court of Appeals; digitized by the Howard W. Hunter Law Library, J. Reuben Clark Law School, Brigham Young University, Provo, Utah; machine-generated OCR, may contain errors.
John Pace; Counsel for Appellant.
Matthew D. Bates; Assistant Attorney General; Charlene Barlow; Assistant Attorney General; Mark L. Shurtleff; Utah Attorney General; Counsel for Appellee.